SEC Form 4 · accession 0000046619-17-000022
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurans A Mendelson
Officer — COB and CEO · Director · 10% Owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 19, 2017 | S | 31,281 | $69.0852 | D | 1,114,195 | I | Owned by Partnership |
| Common StockF1,F2 | Apr 20, 2017 | S | 2,219 | $69.192 | D | 1,111,976 | I | Owned by Partnership |
| Common StockF1,F2 | Apr 21, 2017 | S | 12,500 | $69.026 | D | 1,099,476 | I | Owned by Partnership |
| Common StockF1,F3 | Dec 15, 2016 | G | 2,950 | $0.00 | D | 838,037 | I | Owned by Partnership |
| Common StockF1,F6 | Mar 20, 2017 | G | 3,625 | $0.00 | D | 57,550 | I | Owned by Charitable Foundation |
| Common StockF1 | holding | — | — | — | 592,730 | D | ||
| Class A Common StockF1 | holding | — | — | — | 249,558 | D | ||
| Class A Common StockF1,F3 | holding | — | — | — | 713 | I | Owned by Partnership | |
| Class A Common StockF1,F4 | holding | — | — | — | 169,393 | I | Owned by Corporation | |
| Common StockF1,F5 | holding | — | — | — | 968 | I | By 401(k) | |
| Class A Common StockF1,F5 | holding | — | — | — | 1,205 | I | By 401(k) | |
| Class A Common StockF1,F6 | holding | — | — | — | 39,746 | I | Owned by Charitable Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected on April 19, 2017.
- F2Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
- F3Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person and reflects the contribution of 10,625 shares of HEICO Common Stock to the Laurans A. and Arlene H. Mendelson Charitable Foundation Inc. on December 5, 2016.
- F4Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
- F5Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated April 19, 2017.
- F6Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc. (the Foundation), a non-profit Charitable Corporation and includes the receipt of 10,625 shares of HEICO Common Stock from LAM Alpha Limited Partners on December 5, 2016. The Reporting Person disclaims beneficial ownership of securities held by the Foundation.