SEC Form 4 · accession 0000046619-17-000018
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos L Macau
Officer — EVP-CFO & Treasurer
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock)F1 | $74.95 | Mar 17, 2017 | A | 50,000 | A | — | Mar 17, 2027 | Class A Common Stock | 50,000 | 50,000 | D |
| Option (Right to purchase Class A Common Stock)F2 | $48.65 | holding | — | — | — | — | Jun 8, 2025 | Class A Common Stock | 25,000 | 25,000 | D |
| Option (Right to purchase Class A Common Stock)F3 | $30.176 | holding | — | — | — | — | Jun 10, 2023 | Class A Common Stock | 31,250 | 31,250 | D |
| Option (Right to purchase Class A Common Stock)F4 | $43.36 | holding | — | — | — | — | Dec 14, 2025 | Class A Common Stock | 25,000 | 25,000 | D |
| Option (Right to purchase Class A Common Stock)F5 | $25.024 | holding | — | — | — | — | Jun 18, 2022 | Class A Common Stock | 15,625 | 15,625 | D |
| Option (Right to purchase Class A Common Stock)F6 | $25.008 | holding | — | — | — | — | Jun 1, 2022 | Class A Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1These Options become exercisable 20% per year over five years from the date of grant.
- F2The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 25,000 shares of Common Stock at an exercise price of $48.65 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 8, 2025.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 31,250 shares of Common Stock at an exercise price of $30.176 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 25,000 shares of Common Stock at an exercise price of $43.36 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on December 14, 2025.
- F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 15,625 shares of Common Stock at an exercise price of $25.024 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 18, 2022.
- F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $25.008 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 1, 2022.