SEC Form 4 · accession 0000046619-17-000016
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Mendelson
Officer — Co-President · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF8 | $87.82 | Mar 17, 2017 | A | 100,000 | A | — | Mar 17, 2027 | Common Stock | 100,000 | 100,000 | D |
| Option (Right to purchase Common Stock)F1 | $16.1751 | holding | — | — | — | — | Sep 14, 2019 | Common Stock | 244,141 | 244,141 | D |
| Option (Right to purchase Common Stock)F2 | $21.4426 | holding | — | — | — | — | Sep 13, 2020 | Common Stock | 195,313 | 195,313 | D |
| Option (Right to purchase Common Stock)F3 | $31.1232 | holding | — | — | — | — | Sep 12, 2021 | Common Stock | 156,250 | 156,250 | D |
| Option (Right to purchase Common Stock)F4 | $41.816 | holding | — | — | — | — | Jun 10, 2023 | Common Stock | 62,500 | 62,500 | D |
| Option (Right to purchase Common Stock)F5 | $57.95 | holding | — | — | — | — | Jun 8, 2025 | Common Stock | 50,000 | 50,000 | D |
| Option (Right to purchase Common Stock)F6 | $48.73 | holding | — | — | — | — | Dec 14, 2025 | Common Stock | 50,000 | 50,000 | D |
| Option (Right to purchase Class A Common Stock)F7 | $30.176 | holding | — | — | — | — | Jun 10, 2023 | Class A Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $16.1751 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 14, 2019.
- F2The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 195,313 shares of Common Stock at an exercise price of $21.4426 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 13, 2020.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $31.1232 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 12, 2021.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Common Stock at an exercise price of $41.8160 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
- F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 50,000 shares of Common Stock at an exercise price of $57.95 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 8, 2025.
- F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 50,000 shares of Common Stock at an exercise price of $48.73 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on December 14, 2025.
- F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $30.1760 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
- F8These Options become exercisable 20% per year over five years from the date of Grant.