SEC Form 4 · accession 0000046619-17-000004

HEICO CORP · HEI, HEI.A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alan Schriesheim

Director

Period of report

Jan 26, 2017

Accepted (ET)

Jan 30, 2017 · 12:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000046619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 26, 2017	M	1,731	$0.6309	A	1,731	D
Class A Common Stock	Jan 26, 2017	M	1,305	$0.4754	A	1,305	D
Common Stock^F1	holding	—	—		—	4,575	I	By 409A Plan
Class A Common Stock^F1	holding	—	—		—	2,083	I	By 409A Plan
Class A Common Stock^F2	holding	—	—		—	5,370	I	By Estate

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to purchase Common Stock)^F3	$0.6309	Jan 26, 2017	M	1,731	D	—	—	Common Stock	1,731	59,159	D
Option (Right to purchase Class A Common Stock)^F5	$0.4754	Jan 26, 2017	M	1,305	D	—	—	Class A Common Stock	1,305	18,916	D
Option (Right to purchase Common Stock)^F4	$1.1158	holding	—	—	—	—	—	Common Stock	98,841	98,841	D
Option (Right to purchase Class A Common Stock)^F6	$0.6309	holding	—	—	—	—	—	Class A Common Stock	81,839	81,839	D
Option (Right to purchase Class A Common Stock)^F7	$1.1158	holding	—	—	—	—	—	Class A Common Stock	61,876	61,876	D

Explanation of responses

F1Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2Represents shares held by the estate of deceased spouse.
F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 59,159 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 18,916 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.