SEC Form 4 · accession 0000046619-16-000148
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurans A Mendelson
Officer — COB and CEO · Director · 10% Owner
Period of report
Oct 13, 2016
Accepted (ET)
Oct 31, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Oct 19, 2016 | G | 2,450 | $0.00 | D | 154,065 | I | Owned by Corporation |
| Class A Common StockF3 | Oct 28, 2016 | G | 10,950 | $0.00 | D | 143,115 | I | Owned by Corporation |
| Common StockF5 | Oct 13, 2016 | G | 500 | $0.00 | D | 40,440 | I | Owned by Charitable Foundation |
| Common Stock | holding | — | — | — | 474,184 | D | ||
| Class A Common Stock | holding | — | — | — | 199,647 | D | ||
| Common StockF1 | holding | — | — | — | 916,381 | I | Owned by Partnership | |
| Common StockF2 | holding | — | — | — | 681,290 | I | Owned by Partnership | |
| Class A Common StockF2 | holding | — | — | — | 571 | I | Owned by Partnership | |
| Common StockF4 | holding | — | — | — | 763 | I | By 401(k) | |
| Class A Common StockF4 | holding | — | — | — | 959 | I | By 401(k) | |
| Class A Common StockF5 | holding | — | — | — | 31,797 | I | Owned by Charitable Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
- F2Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F3Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
- F4Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 27, 2016.
- F5Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc. (the Foundation), a non-profit Charitable Corporation. The Reporting Person disclaims beneficial ownership of securities held by the Foundation.