SEC Form 4 · accession 0000046619-16-000147
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 31, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 19, 2016 | G | 2,450 | $0.00 | D | 154,065 | I | Owned by Corporation |
| Class A Common StockF1 | Oct 28, 2016 | G | 10,950 | $0.00 | D | 143,115 | I | Owned by Corporation |
| Common Stock | holding | — | — | — | 279,176 | D | ||
| Class A Common Stock | holding | — | — | — | 145,225 | D | ||
| Common StockF2 | holding | — | — | — | 88,328 | I | Owned by Partnership | |
| Common Stock | holding | — | — | — | 1,439 | I | As custodian for minor children | |
| Class A Common Stock | holding | — | — | — | 8,990 | I | As custodian for minor children | |
| Common StockF3 | holding | — | — | — | 46,737 | I | By 401(k) | |
| Class A Common StockF3 | holding | — | — | — | 44,209 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 472 | I | By Keogh Account | |
| Class A Common Stock | holding | — | — | — | 7,505 | I | By Keogh Account | |
| Common StockF4 | holding | — | — | — | 238,245 | I | By Trusts | |
| Class A Common StockF4 | holding | — | — | — | 70,248 | I | By Trusts | |
| Common StockF5 | holding | — | — | — | 14,750 | I | By Trusts | |
| Class A Common StockF5 | holding | — | — | — | 4,335 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
- F2Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F3Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 27, 2016.
- F4Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F5Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.