SEC Form 4 · accession 0000046619-16-000102
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Schriesheim
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2016 | M | 3,000 | $0.6309 | A | 3,000 | D | |
| Common Stock | Mar 24, 2016 | S | 3,000 | $59.3517 | D | 0 | D | |
| Common StockF1 | holding | — | — | — | 4,575 | I | By 409A Plan | |
| Class A Common StockF2 | holding | — | — | — | 5,370 | I | By Estate |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Common Stock)F3 | $0.6309 | Mar 24, 2016 | M | 3,000 | D | — | — | Common Stock | 3,000 | 60,890 | D |
| Option (Right to purchase Common Stock)F4 | $1.1158 | holding | — | — | — | — | — | Common Stock | 98,841 | 98,841 | D |
| Option (Right to purchase Class A Common Stock)F5 | $0.4754 | holding | — | — | — | — | — | Class A Common Stock | 20,221 | 20,221 | D |
| Option (Right to purchase Class A Common Stock)F6 | $0.6309 | holding | — | — | — | — | — | Class A Common Stock | 81,839 | 81,839 | D |
| Option (Right to purchase Class A Common Stock)F7 | $1.1158 | holding | — | — | — | — | — | Class A Common Stock | 61,876 | 61,876 | D |
Explanation of responses
- F1Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
- F2Represents shares held by the estate of deceased spouse.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 60,890 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 20,221 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
- F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.