SEC Form 4 · accession 0000046619-15-000021
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Walker
Officer — Chief Accounting Officer
Period of report
Apr 14, 2015
Accepted (ET)
Apr 14, 2015 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 14, 2015 | M | 4,000 | $21.9853 | A | 4,937 | D | |
| Class A Common Stock | Apr 14, 2015 | S | 4,000 | $48.8991 | D | 937 | D | |
| Common StockF1 | holding | — | — | — | 3,504 | I | By 401(k) | |
| Class A Common StockF1 | holding | — | — | — | 3,099 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock)F2 | $21.9853 | Apr 14, 2015 | M | 4,000 | D | — | Mar 28, 2021 | Class A Common Stock | 4,000 | 5,766 | D |
| Option (Right to purchase Class A Common Stock)F3 | $24.672 | holding | — | — | — | — | Sep 14, 2022 | Class A Common Stock | 6,250 | 6,250 | D |
| Option (Right to purchase Class A Common Stock)F4 | $40.792 | holding | — | — | — | — | Sep 23, 2023 | Class A Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k) based on a plan statement dated April 13, 2015.
- F2The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 5,766 shares of Class A Common Stock at an exercise price of $21.9853 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on March 28, 2021.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 6,250 shares of Class A Common Stock at an exercise price of $24.6720 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 14, 2022.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 6,250 shares of Class A Common Stock at an exercise price of $40.7920 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 23, 2023.