SEC Form 4/A · accession 0000046619-15-000010
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Dec 18, 2014
Accepted (ET)
Feb 12, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2014 | G | 3,115 | $0.00 | D | 279,176 | D | |
| Class A Common StockF2 | Dec 18, 2014 | P | 1,910 | $46.9878 | A | 142,386 | D | |
| Class A Common StockF8 | Dec 18, 2014 | P | 635 | $46.9878 | A | 6,750 | I | By Keogh Account |
| Class A Common StockF3 | holding | — | — | — | 156,515 | I | Owned by Corporation | |
| Common StockF4 | holding | — | — | — | 88,328 | I | Owned by Partnership | |
| Common StockF5 | holding | — | — | — | 1,439 | I | As custodian for minor children | |
| Class A Common StockF6 | holding | — | — | — | 8,990 | I | As custodian for minor children | |
| Common StockF7 | holding | — | — | — | 46,258 | I | By 401(k) | |
| Class A Common StockF7 | holding | — | — | — | 43,693 | I | By 401(k) | |
| Common StockF5 | holding | — | — | — | 472 | I | By Keogh Account | |
| Common StockF9 | holding | — | — | — | 238,245 | I | By Trusts | |
| Class A Common StockF6,F9 | holding | — | — | — | 70,248 | I | By Trusts | |
| Common StockF10 | holding | — | — | — | 14,750 | I | By Trusts | |
| Class A Common StockF10 | holding | — | — | — | 4,335 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This line item has been amended to reflect the Reporting Person's direct ownership of Common Stock following the subject transaction based on the Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 12, 2015.
- F10Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
- F2This line item has been amended to reflect the Reporting Person's direct ownership of Class A Common Stock following the subject transaction based on the Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 12, 2015.
- F3Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
- F4Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F5This line item has been amended to reflect the Reporting Person's indirect ownership of Common Stock based on the Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 12, 2015.
- F6This line item has been amended to reflect the Reporting Person's indirect ownership of Class A Common Stock based on the Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 12, 2015.
- F7Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated January 16, 2015.
- F8This line item has been amended to reflect the Reporting Person's indirect ownership of Class A Common Stock following the subject transaction based on the Reporting Person's Form 5, filed with the Securities and Exchange Commission on February 12, 2015.
- F9Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.