SEC Form 4 · accession 0001179110-16-033006
HAWKINS INC · HWKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen P. Pepski
Officer — VP, CFO, & Treas
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2016 | S | 5,449 | $53.1899 | D | 25,132 | D | |
| Common Stock | Dec 13, 2016 | S | 200 | $53.85 | D | 24,932 | D | |
| Common Stock | holding | — | — | — | 1,213 | I | By ESOP Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price of 5,449 shares of common stock of Hawkins, Inc. sold by the reporting person in multiple transactions on December 13, 2016 with sale prices ranging from $52.70 to $53.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Includes 14.307 shares acquired in October 2016 pursuant to the issuer's dividend reinvestment plan and 207.00 shares acquired pursuant to the issuer's employee stock purchase plan on June 30, 2016.