SEC Form 4 · accession 0001562180-17-000987
BANK OF HAWAII CORP · BOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Polk
Officer — Vice Chairman
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | A | 4,415 | $0.00 | A | 30,279 | D | |
| Common Stock | Feb 27, 2017 | M | 11,666 | $42.22 | A | 41,945 | D | |
| Common StockF2 | Feb 27, 2017 | S | 11,666 | $85.25 | D | 30,279 | D | |
| Common Stock | Feb 27, 2017 | M | 11,667 | $47.72 | A | 41,946 | D | |
| Common StockF2,F3 | Feb 27, 2017 | S | 11,667 | $85.25 | D | 30,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option / Option (Right to Buy) | $47.72 | Feb 27, 2017 | M | 11,667 | D | Feb 28, 2013 | Jan 20, 2022 | Common Stock | 11,667 | 0 | D |
| Employee Stock Option / Option (Right to Buy) | $42.22 | Feb 27, 2017 | M | 11,666 | D | Dec 31, 2012 | Nov 18, 2021 | Common Stock | 11,666 | 0 | D |
Explanation of responses
- F1Restricted stock grant issued 2-24-2017, that vests in three years provided service and performance criteria are met.
- F2The price reported in Column 4 for the sale on 2/27/2017 is a weighted average sale price. Reporting person will provide, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote.
- F3Securities reported were acquired with reinvested dividends pursuant to Bank of Hawaii Corporation's Dividend Reinvestment and Stock Purchase Plan.