SEC Form 4 · accession 0001239944-19-000016
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2019 | A | 6,648 | — | A | 1,062,367 | D | |
| Common StockF2 | Mar 12, 2019 | A | 6,648 | — | A | 1,069,015 | D | |
| Common Stock | holding | — | — | — | 15,731 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022.
- F2Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019.