SEC Form 5 · accession 0001239944-19-000012
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Smith
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 27, 2018 | G | 45,854 | — | D | 2,826 | D | |
| Common StockF3,F2 | Dec 27, 2018 | G | 6,294 | — | A | 474,377 | I | By Family Trust |
| Common StockF4,F2,F5 | Dec 27, 2018 | G | 38,220 | — | A | 38,220 | I | By UGMA Accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes gifts to the Reporting Person's Family Trust as well as gifts to certain of the Reporting Person's family members in 2018 and prior years.
- F2Bona fide gift of securities.
- F3Includes the net effect of certain gifts made and received by the Reporting Person's Family Trust in 2018 and prior years.
- F4Includes gifts to UGMA accounts for the benefit of the Reporting Person's grandchildren in 2018 and prior years.
- F5The Reporting Person will cease to report a portion of these shares as each of the grandchildren reach the age of 21.