SEC Form 4 · accession 0001239944-18-000067
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Maida
Officer — VP Operational Excellence
Period of report
Oct 18, 2018
Accepted (ET)
Dec 11, 2018 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2018 | F | 625 | $0.00 | D | 49,863 | D | |
| Common StockF2 | Oct 18, 2018 | F | 1,567 | $0.00 | D | 48,296 | D | |
| Common StockF3 | Dec 7, 2018 | A | 1,636 | $0.00 | A | 49,932 | D | |
| Common Stock | holding | — | — | — | 2,187 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 31, 2018, 1,879 restricted shares vested and the Reporting Person instructed the Company to withhold 625 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.
- F2On October 18, 2018, 4,614 restricted shares vested and the Reporting Person instructed the Company to withhold 1,567 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.
- F3Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on December 7, 2019, 2020 and 2021.