SEC Form 4 · accession 0001239944-18-000066
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 18, 2018
Accepted (ET)
Dec 11, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | F | 543 | $0.00 | D | 1,041,036 | D | |
| Common StockF2 | Mar 31, 2018 | F | 6,719 | $0.00 | D | 1,034,317 | D | |
| Common StockF3 | Oct 18, 2018 | F | 19,460 | $0.00 | D | 1,014,857 | D | |
| Common Stock | holding | — | — | — | 15,731 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 13, 2018, 1,255 restricted shares vested and the Reporting Person instructed the Company to withhold 543 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.
- F2On March 31, 2018, 15,548 restricted shares vested and the Reporting Person instructed the Company to withhold 6,719 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.
- F3On October 18, 2018, 45,046 restricted shares vested and the Reporting Person instructed the Company to withhold 19,460 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan.