SEC Form 4 · accession 0001239944-18-000021
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | D | 9,887 | $0.00 | D | 1,025,821 | D | |
| Common StockF2 | Mar 13, 2018 | A | 5,286 | $0.00 | A | 1,031,107 | D | |
| Common StockF3 | Mar 13, 2018 | A | 10,472 | $0.00 | A | 1,041,579 | D | |
| Common Stock | holding | — | — | — | 15,410 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.
- F2Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021.
- F3Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018.