SEC Form 4 · accession 0001239944-17-000018
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 12, 2017
Accepted (ET)
Mar 3, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2017 | F | 1,068 | $21.32 | D | 1,021,939 | D | |
| Common StockF2 | Mar 1, 2017 | D | 5,733 | $0.00 | D | 1,016,206 | D | |
| Common StockF3 | Mar 1, 2017 | A | 6,824 | $0.00 | A | 1,023,030 | D | |
| Common StockF4 | Mar 1, 2017 | A | 13,650 | $0.00 | A | 1,036,680 | D | |
| Common Stock | holding | — | — | — | 15,139 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 12, 2017, 2,004 restricted shares vested and the Reporting Person instructed the Company to withhold 1,068 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.
- F2Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan.
- F3Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020.
- F4Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017.