SEC Form 4 · accession 0001239944-16-000031
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 2, 2016
Accepted (ET)
May 6, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2016 | F | 1,700 | $19.82 | D | 1,063,201 | D | |
| Common StockF2 | Mar 31, 2016 | F | 17,693 | $17.99 | D | 1,045,508 | D | |
| Common Stock | holding | — | — | — | 14,620 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 2, 2016, 3,832 restricted shares vested and the Reporting Person instructed the Company to withhold 1,608 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.
- F2On March 31, 2016, 39,876 restricted shares vested and the Reporting Person instructed the Company to withhold 17,693 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.