SEC Form 4 · accession 0001239944-16-000027
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexis P Michas
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 2,336 | $0.00 | A | 4,059 | D | |
| Common StockF2 | holding | — | — | — | 712,080 | I | By Juniper Public Fund, L.P. | |
| Common StockF3 | holding | — | — | — | 40 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on April 30, 2017, 2018 and 2019.
- F2Juniper Public Fund, L.P. is the beneficial owner of these securities and Juniper HF Investors II, LLC is the general partner of Juniper Public Fund. The Reporting Person is a managing member of Juniper HF Investors and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.