SEC Form 4 · accession 0001239944-16-000010
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2016 | A | 8,224 | $0.00 | A | 1,028,846 | D | |
| Common StockF2 | Mar 2, 2016 | A | 16,448 | $0.00 | A | 1,045,294 | D | |
| Common StockF3 | Mar 2, 2016 | A | 19,607 | $0.00 | A | 1,064,901 | D | |
| Common Stock | holding | — | — | — | 14,620 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2017, 2018 and 2019.
- F2Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2016.
- F3Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these LTIP performance shares will vest over a three-year or five-year period upon the satisfaction of certain performance goals established by the Compensation Committee for any year during the five-year period ending December 31, 2020.