SEC Form 5 · accession 0001196395-16-000086
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2015 | F | 16,826 | $20.16 | D | 1,025,522 | D | |
| Common StockF2 | Oct 23, 2015 | G | 2,400 | — | D | 1,023,122 | D | |
| Common StockF2 | Dec 29, 2015 | G | 2,500 | — | D | 1,020,622 | D | |
| Common Stock | holding | — | — | — | 14,620 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 19, 2015, the Reporting Person instructed the Company to withhold 16,826 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended.
- F2Bona fide gift of securities.