SEC Form 4 · accession 0001196395-15-000027
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | A | 5,747 | $0.00 | A | 1,030,121 | D | |
| Common StockF2 | Mar 4, 2015 | A | 11,494 | $0.00 | A | 1,041,615 | D | |
| Common StockF3 | Mar 4, 2015 | A | 20,733 | $0.00 | A | 1,062,348 | D | |
| Common StockF4 | holding | — | — | — | 83,506 | I | By Children | |
| Common Stock | holding | — | — | — | 13,051 | I | By ESOP Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2016, 2017 and 2018.
- F2Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2015.
- F3Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these LTIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for any year during the five-year period ending December 31, 2019.
- F4The Reporting Person disclaims beneficial ownesrhip of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.