SEC Form 5 · accession 0001196395-15-000017
ALLIENT INC · ALNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Smith
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Aug 22, 2014 | G | 4,260 | — | D | 570,350 | I | By Family Trust |
| Common StockF1 | holding | — | — | — | 33,253 | D | ||
| Common Stock | holding | — | — | — | 900 | I | By Spouse's IRA | |
| Common StockF3 | holding | — | — | — | 18,016 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person transferred 2,567 shares from his direct ownership to the Family Trust in a transaction that was exempt from reporting under Rule 16a-13.
- F2Bona fide gift of securities.
- F3Includes an additional 608 shares the Reporting Person received in a distribution from the Company's Employee Stock Ownership Plan and transferred to his IRA account.
Remarks
The Reporting Person's Direct holdings include 18,780 shares that have been gifted to his grandchildren but the Reporting Person has retained voting rights to these securities. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficail owner of these securities for purposes of Section 16 or for any other purpose.