SEC Form 4 · accession 0000046080-19-000015
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Frascotti
Officer — President & COO
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Feb 19, 2019 | A | 12,694 | $0.00 | A | 120,460 | D | |
| Common Stock (Par Value $.50 per share)F2 | Feb 20, 2019 | F | 1,428 | $86.87 | D | 119,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $86.66 | Feb 19, 2019 | A | 63,474 | A | — | Feb 18, 2026 | Common Stock | 63,474 | 63,474 | D |
Explanation of responses
- F1This represents payment of tax withholding using share withholding in connection with the vesting of the first tranche (33 1/3%) of a restricted stock unit award of 14,144 shares granted February 20, 2018.
- F2Share total has been adjusted to reflect 45.708 shares of common stock acquired through the Hasbro 401(k) plan.
- F3These options were granted under an employee stock option plan in accordance with Rule 16b-3 and have tandem tax withholding rights.
- F433 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.