SEC Form 4 · accession 0000046080-18-000123
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolph Johnson
Other
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 11:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Aug 24, 2018 | M | 5,876 | $52.11 | A | 31,843 | D | |
| Common Stock (Par Value $.50 per share)F1 | Aug 24, 2018 | S | 5,876 | $101.0032 | D | 25,967 | D | |
| Common Stock (Par Value $.50 per share)F2 | Aug 24, 2018 | S | 5,545 | $101.0048 | D | 20,422 | D | |
| Common Stock (Par Value $.50 per share) | Aug 27, 2018 | M | 11,421 | $52.11 | A | 31,843 | D | |
| Common Stock (Par Value $.50 per share)F3 | Aug 27, 2018 | S | 11,421 | $101.7788 | D | 20,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $52.11 | Aug 24, 2018 | M | 5,876 | D | — | Feb 11, 2021 | Common Stock | 5,876 | 11,421 | D |
| Option (Right to Buy)F4,F5 | $52.11 | Aug 27, 2018 | M | 11,421 | D | — | Feb 11, 2021 | Common Stock | 11,421 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $101.00 to $101.01, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $101.00 to $101.01, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $101.75 to $102.02, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- F4These options were granted pursuant to an employee stock option plan in accordance with Rule 16b-3 and have tandem tax withholding rights.
- F533 1/3% of the options became exercisable on each February 12, 2015, February 12, 2016 and February 12, 2017.