SEC Form 4 · accession 0000046080-18-000052
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan Billing
Officer — EVP, Chief Strategy Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 28, 2018 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Feb 20, 2018 | A | 8,487 | $0.00 | A | 38,086 | D | |
| Common Stock (Par Value $.50 per share) | Feb 26, 2018 | A | 17,542 | $0.00 | A | 55,628 | D | |
| Common Stock (Par Value $.50 per share) | Feb 26, 2018 | F | 7,356 | $98.13 | D | 48,272 | D | |
| Common Stock (Par Value $.50 per share) | Feb 27, 2018 | M | 6,442 | $61.77 | A | 54,714 | D | |
| Common Stock (Par Value $.50 per share) | Feb 27, 2018 | M | 5,212 | $74.42 | A | 59,926 | D | |
| Common Stock (Par Value $.50 per share) | Feb 27, 2018 | S | 11,654 | $99.25 | D | 48,272 | D | |
| Common Stock (Par Value $.50 per share) | Feb 27, 2018 | S | 2,968 | $99.00 | D | 45,304 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $98.10 | Feb 20, 2018 | A | 14,144 | A | — | Feb 19, 2025 | Common Stock | 14,144 | 14,144 | D |
| Option (Right to Buy)F3,F5 | $61.77 | Feb 27, 2018 | M | 6,442 | D | — | Feb 11, 2022 | Common Stock | 6,442 | 0 | D |
| Option (Right to Buy)F3,F6 | $74.42 | Feb 27, 2018 | M | 5,212 | D | — | Feb 23, 2023 | Common Stock | 5,212 | 5,212 | D |
Explanation of responses
- F1Shares earned under a performance share award granted February 11, 2015 which was contingent upon Hasbro's achievement of certain stated financial goals over a three year performance period.
- F2This represents payment of tax withholding using share withholding in connection with the payout under the above contingent stock performance award.
- F3These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F433 1/3% of the options became exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter.
- F533 1/3% of the options became exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter.
- F633 1/3% of the options became exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.