SEC Form 4 · accession 0000046080-18-000047
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Finigan
Officer — EVP, Chief Legal Officer & Sec
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Feb 23, 2018 | F | 280 | $96.85 | D | 19,422 | D | |
| Common Stock (Par Value $.50 per share) | Feb 26, 2018 | M | 5,471 | $61.77 | A | 24,893 | D | |
| Common Stock (Par Value $.50 per shareF2 | Feb 26, 2018 | S | 5,471 | $98.2503 | D | 19,422 | D | |
| Common Stock (Par Value $.50 per share) | Feb 26, 2018 | M | 4,833 | $74.42 | A | 24,255 | D | |
| Common Stock (Par Value $.50 per share)F3 | Feb 26, 2018 | S | 4,833 | $98.2775 | D | 19,422 | D | |
| Common Stock (Par Value $.50 per share)F4 | Feb 26, 2018 | S | 10,104 | $98.1885 | D | 9,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $61.77 | Feb 26, 2018 | M | 5,471 | D | — | Feb 11, 2022 | Common Stock | 5,471 | 0 | D |
| Option (Right to Buy)F5,F7 | $74.42 | Feb 26, 2018 | M | 4,833 | D | — | Feb 23, 2023 | Common Stock | 4,833 | 4,833 | D |
Explanation of responses
- F1This represents payment of tax withholding using share withholding in connection with the vesting of the first tranche (33 1/3) of a restricted stock unit award of 2,793 shares granted February 23, 2016. The full 2,793 shares were previously reported as owned by Ms. Finigan.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.25 to $98.26, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.27 to $98.2856, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.1410 to $98.38, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
- F5These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F633 1/3% of the options became exercisable on each February 11, 2016, February 11, 2017 and February 11, 2018.
- F733 1/3% of the options became exercisable on February 23, 2017 and February 23, 2018 and an additional 33 1/3% of the options become exercisable on February 23, 2019.