SEC Form 4 · accession 0000046080-18-000042
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dolph Johnson
Officer — EVP, Chief HR Officer
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Feb 22, 2018 | M | 13,400 | $36.135 | A | 53,421 | D | |
| Common Stock (Par Value $.50 per share) | Feb 22, 2018 | M | 19,887 | $47.21 | A | 73,308 | D | |
| Common Stock (Par Value $.50 per share)F1 | Feb 22, 2018 | S | 33,287 | $97.6753 | D | 40,021 | D | |
| Common Stock (Par Value $.50 per share)F2 | Feb 22, 2018 | S | 16,688 | $97.6832 | D | 23,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $36.135 | Feb 22, 2018 | M | 13,400 | D | — | Feb 7, 2019 | Common Stock | 13,400 | 0 | D |
| Option (Right to Buy)F3,F4 | $47.21 | Feb 22, 2018 | M | 19,887 | D | — | Apr 23, 2020 | Common Stock | 19,887 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.23 to $98.82, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.295 to $98.815, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F433 1/3% of the options became exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter.