SEC Form 4 · accession 0000046080-17-000109
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Frascotti
Officer — President
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Aug 31, 2017 | M | 15,000 | $36.135 | A | 94,957 | D | |
| Common Stock (Par Value $.50 per share) | Aug 31, 2017 | S | 15,000 | $96.00 | D | 79,957 | D | |
| Common Stock (Par Value $.50 per share) | Aug 31, 2017 | M | 8,000 | $36.135 | A | 87,957 | D | |
| Common Stock (Par Value $.50 per share) | Aug 31, 2017 | S | 8,000 | $98.00 | D | 79,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $36.135 | Aug 31, 2017 | M | 15,000 | D | — | Feb 7, 2019 | Common Stock | 15,000 | 24,342 | D |
| Option (Right to Buy)F1,F2 | $36.135 | Aug 31, 2017 | M | 8,000 | D | — | Feb 7, 2019 | Common Stock | 8,000 | 16,342 | D |
Explanation of responses
- F1These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F233 1/3% of the options became exercisable on the first anniversary of the date of grant which was February 8, 2012. An additional 33 1/3 % of the options became exercisable on each anniversary of the date of grant thereafter.