SEC Form 4 · accession 0000046080-17-000090
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Courtney Jr.
Officer — EVP, Global Operations
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share)F1 | Jul 26, 2017 | S | 2,900 | $106.5266 | D | 28,511 | D | |
| Common Stock (Par Value $.50 per share) | Jul 27, 2017 | M | 4,075 | $52.11 | A | 32,586 | D | |
| Common Stock (Par Value $.50 per share) | Jul 27, 2017 | M | 8,126 | $61.77 | A | 40,712 | D | |
| Common Stock (Par Value $.50 per share)F2 | Jul 27, 2017 | S | 20,301 | $106.5038 | D | 20,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F4 | $52.11 | Jul 27, 2017 | M | 4,075 | D | — | Feb 12, 2021 | Common Stock | 4,075 | 0 | D |
| Option (Right to Buy)F3,F5 | $61.77 | Jul 27, 2017 | M | 8,126 | D | — | Feb 11, 2022 | Common Stock | 8,126 | 4,063 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.50 to $106.595, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.50 to $106.54, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F433 1/3% of the options became exercisable on each February 12, 2015, February 12, 2016 and February 12, 2017.
- F533 1/3% of the options became exercisable on each February 11, 2016 an February 11, 2017 and an additional 33 1/3% of the option become exercisable on February 11, 2018.