SEC Form 4 · accession 0000046080-17-000088
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Finigan
Officer — EVP, Chief Legal Officer
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Jul 26, 2017 | M | 4,333 | $52.11 | A | 32,345 | D | |
| Common Stock (Par Value $.50 per share) | Jul 26, 2017 | M | 5,469 | $61.77 | A | 37,814 | D | |
| Common Stock (Par Value $.50 per share) | Jul 26, 2017 | M | 4,981 | $74.42 | A | 42,795 | D | |
| Common Stock (Par Value $.50 per share) | Jul 26, 2017 | S | 23,483 | $106.30 | D | 19,312 | D | |
| Common Stock (Par Value $.50 per share) | Jul 26, 2017 | G | 1,200 | $0.00 | D | 18,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $52.11 | Jul 26, 2017 | M | 4,333 | D | — | Feb 12, 2021 | Common Stock | 4,333 | 0 | D |
| Option (Right to Buy)F1,F3 | $61.77 | Jul 26, 2017 | M | 5,469 | D | — | Feb 11, 2022 | Common Stock | 5,469 | 5,471 | D |
| Option (Right to Buy)F1,F4 | $74.42 | Jul 26, 2017 | M | 4,981 | D | — | Feb 23, 2023 | Common Stock | 4,981 | 9,666 | D |
Explanation of responses
- F1These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F233 1/3% of the options became exercisable on each February 12, 2015, February 12, 2016 and February 12, 2017.
- F333 1/3% of the options became exercisable on each February 11, 2016 and February 11, 2017 and an additional 33 1/3% of the options become exercisable on February 11, 2018.
- F433 1/3% of the options became exercisable on February 23, 2017 and an additional 33 1/3% of the options become exercisable on each February 23, 2018 and February 23, 2019.