SEC Form 4 · accession 0000046080-17-000008
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Basil Anderson
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Sep 26, 2016 | G | 33,487 | $0.00 | D | 1,000 | D | |
| Common Stock (Par Value $.50 per share)F2 | Sep 26, 2016 | G | 33,487 | $0.00 | A | 33,487 | I | Basil L. Anderson,as Trustee of the Basil L. Anderson Revocable Trust,dated March 15,1990,as amended |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4,F5 | $0.00 | Dec 31, 2016 | A | 167 | A | — | — | Common Stock | 167 | 25,591 | D |
Explanation of responses
- F1Represents a transfer of 33,487 shares of Hasbro stock subject to the deferred annual stock grants to Basil L. Anderson, Trustee of the Basil L. Anderson Revocable Trust dated March 15, 1990, as amended.
- F2Mr. Anderson disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
- F3All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
- F4Units correspond 1 for 1 with common stock.
- F5Units are settled only in cash and are payable after the reporting person ceases to be a director.