SEC Form 4 · accession 0000046080-16-000220
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan Billing
Officer — EVP, CGO & New Bus Dvlp Offic
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Nov 14, 2016 | M | 10,227 | $47.21 | A | 63,912 | D | |
| Common Stock (Par Value $.50 per share) | Nov 14, 2016 | M | 6,442 | $61.77 | A | 70,354 | D | |
| Common Stock (Par Value $.50 per share) | Nov 14, 2016 | S | 16,669 | $87.00 | D | 53,685 | D | |
| Common Stock (Par Value $.50 per share) | Nov 14, 2016 | S | 2,082 | $85.00 | D | 51,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $47.21 | Nov 14, 2016 | M | 10,227 | D | — | Apr 23, 2020 | Common Stock | 10,227 | 0 | D |
| Option (Right to Buy)F1,F3 | $61.77 | Nov 14, 2016 | M | 6,442 | D | — | Feb 11, 2022 | Common Stock | 6,442 | 12,884 | D |
Explanation of responses
- F1These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F233 1/3% of the options became exercisable on the first anniversary of the date of grant, which grant date is April 24, 2013. An additional 33 1/3% of the options became exercisable on each anniversary of the date of grant thereafter.
- F333 1/3% of the options became exercisable on the first anniversary of the date of grant, which grant date is February 11, 2015. An additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.