SEC Form 4 · accession 0000046080-16-000153
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Thomas
Officer — EVP & Chief Financial Officer
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | May 2, 2016 | M | 21,668 | $36.135 | A | 95,424 | D | |
| Common Stock (Par Value $.50 per share) | May 2, 2016 | M | 17,070 | $47.21 | A | 112,494 | D | |
| Common Stock (Par Value $.50 per share) | May 2, 2016 | M | 14,332 | $52.11 | A | 126,826 | D | |
| Common Stock (Par Value $.50 per share) | May 2, 2016 | M | 7,000 | $61.77 | A | 130,826 | D | |
| Common Stock (Par Value $.50 per share)F1 | May 2, 2016 | S | 53,070 | $85.8124 | D | 77,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $36.135 | May 2, 2016 | M | 21,668 | D | — | Feb 7, 2019 | Common Stock | 21,668 | 0 | D |
| Option (Right to Buy)F2,F3 | $47.21 | May 2, 2016 | M | 17,070 | D | — | Apr 23, 2020 | Common Stock | 17,070 | 0 | D |
| Option (Right to Buy)F2,F3 | $52.11 | May 2, 2016 | M | 14,332 | D | — | Feb 12, 2021 | Common Stock | 14,332 | 7,167 | D |
| Option (Right to Buy)F2,F3 | $61.77 | May 2, 2016 | M | 7,000 | D | — | Feb 11, 2022 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 85.30 to 86.30, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F333 1/3% of the options became exercisable on the first anniversary of the date of grant and an each additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.