SEC Form 4 · accession 0000046080-16-000149
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Finigan
Officer — EVP, Chief Legal Officer & Sec
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Apr 25, 2016 | M | 3,333 | $47.21 | A | 37,469 | D | |
| Common Stock (Par Value $.50 per share) | Apr 25, 2016 | M | 4,333 | $52.11 | A | 41,802 | D | |
| Common Stock (Par Value $.50 per share) | Apr 25, 2016 | M | 5,469 | $61.77 | A | 47,271 | D | |
| Common Stock (Par Value $.50 per share)F1 | Apr 25, 2016 | S | 3,333 | $87.0356 | D | 43,938 | D | |
| Common Stock (Par Value $.50 per share)F2 | Apr 25, 2016 | S | 4,333 | $87.0362 | D | 39,605 | D | |
| Common Stock (Par Value $.50 per share)F3 | Apr 25, 2016 | S | 5,469 | $87.0899 | D | 34,136 | D | |
| Common Stock (Par Value $.50 per share)F4 | Apr 25, 2016 | S | 6,750 | $86.9815 | D | 27,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $47.21 | Apr 25, 2016 | M | 3,333 | D | — | Apr 23, 2020 | Common Stock | 3,333 | 0 | D |
| Option (Right to Buy)F5,F6 | $52.11 | Apr 25, 2016 | M | 4,333 | D | — | Feb 12, 2021 | Common Stock | 4,333 | 4,333 | D |
| Option (Right to Buy)F5,F6 | $61.77 | Apr 25, 2016 | M | 5,469 | D | — | Feb 11, 2022 | Common Stock | 5,469 | 5,470 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.01 to $87.0373, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.01 to $87.0436, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.01 to $87.10, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.87 to $87.01, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
- F5These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F633 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of the grant thereafter.