SEC Form 4 · accession 0000046080-16-000146
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Goldner
Officer — President, CEO & Chairman · Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Apr 20, 2016 | M | 250,000 | $38.395 | A | 401,383 | D | |
| Common Stock (Par Value $.50 per share)F1 | Apr 20, 2016 | S | 53,913 | $85.7706 | D | 347,470 | D | |
| Common Stock (Par Value $.50 per share)F2 | Apr 20, 2016 | S | 151,087 | $86.4409 | D | 196,383 | D | |
| Common Stock (Par Value $.50 per share)F4 | Apr 20, 2016 | G | 45,000 | $0.00 | A | 416,882 | I | By the Brian D. Goldner Trust |
| Common Stock (Par Value $.50 per share)F4 | holding | — | — | — | 28,223 | I | By the Barbara S. Goldner Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right top Buy)F5,F6 | $38.395 | Apr 20, 2016 | M | 250,000 | D | — | Mar 25, 2017 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.22 to $86.2150, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.23 to $86.72, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3This transaction involved a gift of securities by the Reporting Person to the Brian D. Goldner Trust.
- F4Mr. Goldner disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
- F5These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F6The options vested and became exercisable in five cumulative equal installments on each of March 26, 2011, March 26, 2012, March 26, 2013, March, 26, 2014 and December 30, 2014.