SEC Form 4 · accession 0000046080-16-000135
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F5,F2,F3,F4 | $0.00 | Mar 31, 2016 | A | 839 | A | Mar 31, 2016 | Mar 31, 2016 | Common Stock | 839 | 70,774 | D |
Explanation of responses
- F1All of the phantom stock units were acquired pursuant to the Hasbro, Inc. Deferred Compensation Plan for Non-Employee Directors in compliance with Rule 16b-3.
- F2Units correspond 1 for 1 with common stock.
- F3Vesting of 19 units will occur on the earlier of 12/31/2016 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. Vesting of 19 units will occur on the earlier of 12/31/2017 (provided the reporting person is still a director as of such date) and the death, disability or retirement (after age 72) of the reporting person. The remainder of the units are immediately vested.
- F4Units are settled only in cash and are payable after the reporting person ceases to be a director.
- F5Does not include 3,055 units acquired by the reporting person pursuant to the plan prior to August 15, 1996.