SEC Form 4 · accession 0000046080-16-000129
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Thomas
Officer — EVP & Chief Financial Officer
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Feb 23, 2016 | A | 3,822 | $0.00 | A | 63,279 | D | |
| Common Stock (Par Value $.50 per share) | Feb 23, 2016 | A | 16,493 | $0.00 | A | 79,772 | D | |
| Common Stock (Par Value $.50 per share) | Feb 23, 2016 | F | 6,016 | $74.415 | D | 73,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Optioin (Right to Buy)F3,F4 | $74.415 | Feb 23, 2016 | A | 20,601 | A | — | Feb 22, 2023 | Common Stock | 20,601 | 20,601 | D |
Explanation of responses
- F1Shares earned under a performance share award granted April 24, 2013 which was contingent upon Hasbro's achievement of certain stated financial goals over a three year performance period.
- F2This represents payment of tax withholding using share withholding in connection with the above earned performance share award.
- F3These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F433 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.