SEC Form 4 · accession 0000046080-16-000126
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan Billing
Officer — EVP, Chief Global Operations
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share)F1 | Feb 23, 2016 | A | 3,210 | $0.00 | A | 59,117 | D | |
| Common Stock (Par Value $.50 per share) | Feb 23, 2016 | A | 17,145 | $0.00 | A | 76,262 | D | |
| Common Stock (Par Value $.50 per share) | Feb 23, 2016 | F | 6,273 | $74.415 | D | 69,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $74.415 | Feb 23, 2016 | A | 15,795 | A | — | Feb 22, 2023 | Common Stock | 15,795 | 15,795 | D |
Explanation of responses
- F1Share total has been adjusted to reflect 4079.113 shares of common stock acquired through Hasbro 401 (k) plan.
- F2Shares earned under a performance share award granted April 24, 2013 which was contingent upon Hasbro's achievement of certain stated financial goals over a three year performance period.
- F3This represents payment of tax withholding using share withholding in connection with the above earned performance share award.
- F4These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F533 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.