SEC Form 4 · accession 0000046080-15-000044
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Finigan
Officer — EVP, Chief Legal Officer & Sec
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share) | Apr 24, 2015 | M | 20,000 | $36.135 | A | 44,147 | D | |
| Common Stock (Par Value $.50 per share) | Apr 24, 2015 | M | 6,667 | $47.21 | A | 50,814 | D | |
| Common Stock (Par Value $.50 per share) | Apr 24, 2015 | M | 4,334 | $52.11 | A | 55,148 | D | |
| Common Stock (Par Value $.50 per share) | Apr 24, 2015 | S | 28,001 | $71.6736 | D | 27,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $36.135 | Apr 24, 2015 | M | 20,000 | D | — | Feb 7, 2019 | Common Stock | 20,000 | 0 | D |
| Option (Right to Buy)F1,F3 | $47.21 | Apr 24, 2015 | M | 6,667 | D | — | Apr 23, 2020 | Common Stock | 6,667 | 3,333 | D |
| Option (Right to Buy)F1,F4 | $52.11 | Apr 24, 2015 | M | 4,334 | D | — | Feb 12, 2021 | Common Stock | 4,334 | 8,666 | D |
Explanation of responses
- F1These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F233 1/3% of the options became exercisable on each February 8, 2013, Febraury 8, 2014 and February 8, 2015.
- F333 1/3% of the option became exercisable on each April 24, 2014 and April 24, 2015 and an additional 33 1/3% become exercisable on April 24, 2016.
- F433 1/3% of the options became exercisable on February 12, 2015 and an additional 33 1/3% of the options become exercisable on each February 12, 2016 and February 12, 2017.