SEC Form 4 · accession 0000046080-15-000019
HASBRO, INC. · HAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan Billing
Officer — EVP Global Operations
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $.50 per share)F1 | Feb 11, 2015 | A | 4,295 | $0.00 | A | 55,580 | D | |
| Common Stock (Par Value $.50 per share) | Feb 13, 2015 | M | 36,170 | $45.66 | A | 91,750 | D | |
| Common Stock (Par Value $.50 per share) | Feb 13, 2015 | S | 36,170 | $62.50 | D | 55,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F3 | $61.77 | Feb 11, 2015 | A | 9,089 | A | — | Feb 10, 2022 | Common Stock | 9,089 | 9,089 | D |
| Option (Right to Buy)F2,F4 | $45.66 | Feb 13, 2015 | M | 36,170 | D | — | Feb 8, 2018 | Common Stock | 36,170 | 0 | D |
Explanation of responses
- F1Share total has been adjusted to reflect a routine disposition of shares to fund an administrative fee assessment under the Hasbro 401(k) plan.
- F2These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
- F333 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.
- F433 1/3 of the options became exercisable on each February 9, 2012, February 9, 2013 and February 9, 2014.