SEC Form 4 · accession 0001628280-18-010390
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Victor Tobia Jr.
Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 3, 2018 · 9:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2018 | M | 2,127 | — | A | 4,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 3, 2018 | M | 2,127 | D | — | — | Common Stock | 2,127 | 4,255 | D |
Explanation of responses
- F1Restricted Stock Units convert into Common Stock on a one-for-one basis.
- F2On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.