SEC Form 4 · accession 0001628280-18-008296
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Linton Reeves Munden
Officer — EVP, GC & Secretary
Period of report
Jun 23, 2018
Accepted (ET)
Jun 25, 2018 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2018 | M | 5,164 | — | A | 15,214 | D | |
| Common StockF2 | Jun 23, 2018 | F | 1,258 | $11.23 | D | 13,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jun 23, 2018 | M | 5,164 | D | — | — | Common Stock | 5,164 | 10,328 | D |
Explanation of responses
- F1Restricted Stock Units convert into Common Stock on a one-for-one basis.
- F2Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.
- F3On June 23, 2017, the reporting person was granted 15,492 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.