SEC Form 4 · accession 0001628280-18-000902
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shirish R Lal
Officer — Chief Operating Officer & CTO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2018 | F | 4,912 | $0.00 | D | 1,632 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.
- F2The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.