SEC Form 4 · accession 0001179110-16-030980
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank M Grillo
Officer — EVP & Chief Marketing Officer
Period of report
Oct 28, 2016
Accepted (ET)
Oct 28, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | F | 1,402 | $1.38 | D | 44,743 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.