SEC Form 4/A · accession 0001179110-15-011106
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert A. Philpott
Officer — President and CEO · Director
Period of report
Jul 7, 2015
Accepted (ET)
Jul 10, 2015 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2015 | F | 77,143 | $5.72 | D | 163,186 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld in order to pay applicable withholding taxes upon the vesting of shares in connection with the Reporting Person's departure from the Issuer. Such vesting shares were from previously reported restricted stock awards issued pursuant to a Restricted Stock Inducement Award Agreement or the Issuer's 2013 Omnibus Incentive Plan. The original Report based the number of such forfeited shares on an incorrect tax rate.