SEC Form 4 · accession 0001104659-15-066333
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Puckett
Officer — President and CEO · Director
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2015 | A | 212,401 | $0.00 | A | 261,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.79 | Sep 17, 2015 | A | 867,364 | A | — | Sep 17, 2025 | Common Stock | 867,364 | 867,364 | D |
Explanation of responses
- F1These shares of restricted stock were issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person, and vest in three equal installments on the first through third anniversaries of the grant date.
- F2These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date.