SEC Form 4 · accession 0001593968-17-000096
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell C. Hochman
Officer — SVP, GC, CCO&Corp. Sec.
Period of report
Jan 14, 2017
Accepted (ET)
Jan 17, 2017 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2017 | M | 1,404 | $0.00 | A | 1,404 | D | |
| Common Stock | Jan 14, 2017 | F | 553 | $13.30 | D | 851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 14, 2017 | M | 1,404 | D | — | — | HSC Common Stock | 1,404 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On January 14, 2014, the reporting person was granted 1,404 restricted stock units that "cliff" vested three years after the grant date.