SEC Form 4 · accession 0001593968-16-000771
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott W Jacoby
Officer — SVP & Group Pres. Rail
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2016 | M | 3,060 | $0.00 | A | 21,576 | D | |
| Common Stock | May 10, 2016 | F | 1,052 | $6.73 | D | 20,524 | D | |
| Common StockF2 | holding | — | — | — | 5,533 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | May 10, 2016 | M | 3,060 | D | — | — | HSC Common Stock | 3,060 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2Includes 424 shares acquired under the Harsco Retirement Savings and Investment Plan including acquisitions pursuant to dividend reinvestment.
- F3On May 10, 2013, the reporting person was granted 3,060 restricted stock units that "cliff" vested three years after the grant date.