SEC Form 4 · accession 0001593968-15-000350
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Growcock
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 16, 2015 | A | 521 | A | — | — | Common Stock | 521 | 31,754 | D |
| Phantom SharesF2 | — | Nov 16, 2015 | A | 16 | A | — | — | Common Stock | 16 | 782 | D |
Explanation of responses
- F1Represents reinvestment of dividends into restricted stock units granted under the 1995 Non-Employee Directors' Stock Plan, which grant has a one-year vesting period. The restricted stock units will be settled promptly in shares of common stock on a one-for-one basis following termination of the Reporting Person's service as a director of the Issuer.
- F2Represents reinvestment of dividends into deferred compensation under the Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents a right to be paid in cash an amount equal to the fair market value of one share of Issuer stock at the date of settlement. The scheduled settlement for the phantom stock units is following termination of the Reporting Person's service as a director of the Issuer.